CAPITAL MARKETS: FSCA CALLS FOR INPUT ON RAFT OF CONDUCT PROPOSALS

CAPITAL MARKETS: FSCA CALLS FOR INPUT ON RAFT OF CONDUCT PROPOSALS

• 01 April 2026
• Financial Sector
• SA Legal Academy

The Financial Services Conduct Authority has called for input on four sets of proposals affecting benchmarks, capital requirements for non-bank over-the-counter derivatives, short sales reporting and disclosure requirements, and market infrastructures. Links to the draft documents concerned are provided below, with a commentary deadline for each set.

benchmarks framework proposals (third round of public consultations; input deadline 6 May 2026):

• communication (background information)
• revised draft conduct standard
• revised statement of need
• draft index determination
• draft investment fund values determination
• draft determination on administrator licence application procedures and requirements
• draft administrator exemption determination
• comments template

capital requirements for non-bank over-the-counter derivatives (input deadline 12 May 2026)

• communication (background information)
• discussion document
• comments template

short sales reporting and disclosure requirements (input deadline 15 May 2026)

• communication (background information)
• draft conduct standard
• statement of need
• comments template

market infrastructures proposals (third round of public consultations; input deadline 26 May 2026)

• draft conduct standard
• supporting statement
• consultation report
• draft conduct standard (marked up version)

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