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FINANCIAL SECTOR: CONDUCT STANDARD PUBLISHED FOR COLLECTIVE INVESTMENT SCHEME MANAGERS
- 15 August 2025
- Financial Sector
- SA Legal Academy
The Financial Sector Conduct Authority has published a conduct standard for collective investment scheme managers. Released in draft form in November 2023 for public comment, the new standard prescribes requirements to be met in respect of:
- business principles, governance and control
- conflicts of interest
- portfolio development
- pre-contractual disclosure documents/prospectuses
- custodianship, and
- material events.
The conduct standard does not apply to the managers of collective investment schemes in participation bonds.
- conduct standard
- communication
- report on 2023 draft consultation process
Published by SA Legal Academy Policy Watch
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